Team

Management Team | Trading | Research | Business Development & Client Service | Compliance & Operations

Compliance & Operations

Linda   Jeffrey M. Frankel, Chief Compliance Officer, manages the compliance affairs at LM Capital Group. Mr. Frankel joined the firm in January 2010 and has over 18 years of experience in the financial service industry. Prior to LM Capital Group, he served as AVP — Compliance at LPL Financial in San Diego, CA. Mr. Frankel supervised financial advisors and Registered Investment Advisors and was responsible for writing, testing and implementing various firm compliance policies and procedures. His other professional experience includes VP – Equity Trading at Security Investment Company of Kansas City and Account Executive on Instinet Corporation’s OTC trade desk in Manhattan, NY. Mr. Frankel received a Bachelors of Arts degree in Political Science from the University of Hartford, Connecticut.
     
Tobias Gorodzinsky   Tobias Gorodzinsky, Comptroller, is a principal of the firm. Prior to joining LM Capital, he spent several years in manufacturing and sales at Industrias Kuick, S.A. Mr. Gorodzinsky has a Bachelor of Liberal Arts degree in Economics and Master of Business Administration degree from the Pan American Institute for Senior Management.
     
Denise Madruga   Denise M. Madruga, Director of Operations, joined LM Capital in 1999.  Her previous experience includes Client Associate with Merrill Lynch in the Private Client Group, and as the VP of Investment Services for the Mann Family Trust and the Ted Mann Foundation. She has a Bachelor of Arts degree in Sociology from San Diego State University.
     
John Klinger   Yash Naghibi, Assistant Vice President – Operations, joined LM Capital Group in October of 2009. Prior to joining the firm in 2009, Mr. Naghibi was a Hedge Fund Operations Specialist for the Deutsche Bank Global Banking Group. Previously, he was a Custody Fund Accountant for State Street Corporation (formerly Investors Bank & Trust). He received a Bachelor of Science degree in Business from the University of Vermont.